Maximilian Blöh, LL.M., is responsible as Senior Manager for outsourcing compliance services, with a particular focus on MaComp and MaRisk compliance, anti-money laundering, and ESG. In addition, he leads internal audit projects and special audits for credit and securities institutions as well as in the asset management industry.
Prior to joining BRAUS BERATUNG+REVISION GmbH, Maximilian Blöh worked in Structured Finance for an international accounting firm and began his career in corporate banking at a financial institution. He is also certified as a Compliance Officer (Univ.) and regularly serves as a speaker on topics related to anti-money laundering, ESG, and securities trading compliance.
His project experience includes assuming compliance functions for securities firms and asset management companies, acting as anti-money laundering officer, conducting compliance risk analyses, leading internal audit projects, and advising on the development and adjustment of compliance management systems and internal control frameworks. Other areas of focus include regulatory monitoring according to AT 4.4.2 Tz. 2 MaRisk, special audits in anti-money laundering and MaRisk, participation in the monitoring of credit portfolios, and the investigation of potentially tax-detrimental client transactions at major custodian institutions.