Maximilian Blöh, LL.M. is responsible as a manager for the outsourcing of compliance services, particularly in the areas of MaComp and MaRisk compliance, anti-money laundering (AML) prevention, and ESG. Additionally, he leads internal audit projects and special audits at credit institutions and investment firms as well as in the asset management industry.

Prior to his position at BRAUS BERATUNG+REVISION GmbH Wirtschaftsprüfungsgesellschaft, Maximilian Blöh worked for an international auditing firm in the area of structured finance. He began his career in corporate banking at a credit institution. Furthermore, Maximilian Blöh is certified as a Compliance Officer (Univ.).

Maximilian Blöh is a regular speaker on anti-money laundering, ESG, and securities trading compliance.

Project Experience (Selection):

• Assumption of the compliance function for investment firms, and capital management companies
• Acting as an anti-money laundering officer in the financial industry
• Conducting compliance risk analyses for companies in the financial sector
• Leading internal audit projects and outsourcing the internal audit function for companies in the financial industry
• Advising on the development and adjustment of compliance management systems and internal control systems
• Providing regulatory monitoring according to AT 4.4.2 para. 2 MaRisk for investment firms and capital management companies
• Leading special audits in the areas of anti-money laundering prevention and MaRisk
• Assisting in the monitoring of credit portfolios under risk shields/guarantees