Annual - and WpHG Audits
Offer for financial service providers and intermediaries
Audited annual accounts are valued by owners, tax authorities and regulatory bodies. They require comfort in regard to the accuracy and reliability of financial results, the balance sheet and ultimately the risk profile of the company. Such trust can be supported with the opinion derived from the independent and diligent work of your auditor.
Internal Audit
From supporting individual projects to Insourcing
Internal Auditing is an essential element of the internal control system of a company. Internal Audit reports to the management and – at least indirectly – to the supervisory board. Its activities should therefore be aligned with the information interest of the company. Reporting to the highest committees, the findings and suggestions can have a profound impact on the company.
Special audits
Extensive experience with complex assignments
Special audits can be characterized as audits that focus on unique and complex issues. Often, they are assigned because of specific information needs by regulators or those charged with governance.
Advisory
Your challenge – our advisory expertise
BRAUS BERATUNG+REVISION frequently supports clients of any size and kind regarding audit-related topics. These can vary from complex accounting issues (e.g. hedge accounting) to the support of due diligences.
Compliance
Your partner when implementing regulatory requirements
The complexity of regulatory requirements has increased significantly with the introduction of MiFiD II. And there is no end to regulatory initiatives. Be it new rules on IT processes and controls, outsourcing or sustainable finance - new legislative initiatives are developed continuously. Accordingly, regulatory requirements are demanding ever increasing attention. At the same time, many clients express frustration due to the complexity of supervisory law and the resulting uncertainty whether all requirements are being implemented to a sufficient extent.